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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-25
CO RA APPROVED 2019-02-22
  • TX RA
    APPROVED
    Since 2020-08-25
  • CO RA
    APPROVED
    Since 2019-02-22

Branch Locations

1881 9Th Street Suite 250, Boulder, CO 80302 • United States

Broomfield, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Denver CO 04/2014 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 02/2019
Raymond James & Associates Boulder CO 02/2019 Present
  • 04/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Denver, CO
  • 11/2016 → 02/2019
    Denver, CO
  • 02/2019 → Present
    Raymond James & Associates
    Boulder, CO
Previous Registrations
  • 2014-04-25 → 2019-02-27
    Denver, CO
    Broomfield, CO
    Englewood, CO
    Breckenridge, CO
    Dillon, CO
    Frisco, CO
    Thornton, CO
    Louisville, CO
    Denver, CO
    Boulder, CO
  • 2012-08-15 → 2014-05-06
    Bancwest Investment Services, Inc.
    Centennial, CO
    Highlands Ranch, CO
    Highlands Ranch, CO
    Lone Tree, CO
    Centennial, CO
    Centennial, CO
    Greenwood Village, CO
    Denver, CO
    Denver, CO
    Littleton, CO
    Centennial, CO
    Littleton, CO
    Centennial, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-10
  • S66 Uniform Combined State Law Examination
    2012-02-10

View on SEC IAPD

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