Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-05-18
  • TX RA
    APPROVED
    Since 2015-05-18

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Celina, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Plano TX 04/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plano TX 04/2015 Present
Previous Registrations
  • 2012-04-23 → 2015-04-28
    St Louis, MO
    Mckinney, TX
    Mckinney, TX
    Murphy, TX
Other Businesses

I*1192268 For profit or not for profit: Entity For Profit Name of outside business organization: HT Legacy Ice Investment related: N Address of business: Celina, Texas, 75009 Nature of business: ["Corporation"] Position, title, association: ["Officer","General Partner/Managing Member","Employee","Owner"], Start date of relationship: 4/1/2023 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , It is an automated Ice Machine so it will be basic work with digital monitoring and some basic maintenance on weekends

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-10
  • S66 Uniform Combined State Law Examination
    2012-02-10
Other Names
  • Harry Leon Wallace
  • Harry Leon Wallace

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Frisco, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor