Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-15 |
| TX | RA | APPROVED_RES | 2026-01-15 |
Branch Locations
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
968 3Rd Ave, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase Bank | Hollis | NY | 07/2013 | 04/2017 |
| J.P. Morgan Securities Llc | Hollis | NY | 07/2013 | 04/2017 |
| Suntrust Investment Services, Inc | Sterling | VA | 05/2017 | 07/2017 |
| Suntrust Advisory Services, Inc | Sterling | VA | 05/2017 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woodland Hills | CA | 08/2017 | 08/2018 |
| Bank Of America, N.A. | Woodland Hills | CA | 08/2017 | 08/2018 |
| Jp Morgan Securities, Llc | New York | NY | 08/2018 | 07/2023 |
| Jp Morgan Chase Bank, N.A. | New York | NY | 08/2018 | 07/2023 |
| Citigroup | New York | NY | 07/2023 | 01/2026 |
| Wells Fargo Clearing Services, Llc | New York | NY | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-07 |
Reach out to this advisor