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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-14
IA RA APPROVED 2012-02-23
  • TX RA
    APPROVED
    Since 2012-06-14
  • IA RA
    APPROVED
    Since 2012-02-23

Branch Locations

1065 Sierra Court Ne, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cedar Rapids IA 11/2011 Present
Bank Of America, N.A. Cedar Rapids IA 03/2012 Present
Other Businesses

I*358937Entity Type: For Profit Name: Barker Property and Development, L.C. Address: Anamosa, IA, 52205Investment Related: Yes Position: Owner/Member Title: Owner/Member Association: Owner/Member Employee Start Date:12/01/1997No Hours: 5No Hours during trading:0Duties:Family Held, I am a 50% equity owner/member. My father is the managing member and other 50% owner/member. There is zero conflict between this entity and the City of Cedar Rapids. Additionally, this entity does not hold any property within Cedar Rapids2)INTER-VIVOS TRUST, INVESTMENT RELATED, SE CEDAR RAPIDS, IOWA 52403, FAMILY TRUST WITH AN ARRAY OF DIVERSE ASSETS UNDER MANAGEMENT, TRUSTEE AND BENEFICIARY, 1999, 8 HOURS/MONTH, 0 HOURS DURING SECURITIES TRADING HOURS, I AM THE TRUSTEE AND ADVISE ON OPERATIONS AND MANAGEMENT OF ALL TRUST MATTERS.I*47512FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BAR-K-R FAMILY PARTNERSHIP, LLPINVESTMENT RELATED: YADDRESS OF BUSINESS:ANAMOSA, IOWA 52157NATURE OF BUSINESS: OTHER,FAMILY LIMITED LIABILITY PARTNERSHIPPOSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 7/1/1990NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: FAMILY COMPANY THAT OWNS ASSETS. I ADVISE AS NEED ON REAL ESTATE MATTERS. I*978275Entity Type: N/AName of OBA: Cedar Rapids Country ClubAddress: Cedar Rapids, Iowa, 52403Investment Related: NoPosition, Title, Association: Committee,Board Member,OfficerEmployee Start Date: 11/15/2017Number of Hours: 1.5, MonthlyNumber of Hours during trading: 0, MonthlyDuties: This is a private country club. This is an advisory board that oversees the actions the General Manager and hired staff. I am currently Vice President and have been asked to be President. There is no difference in the two roles, or any role on this board, other than I give remarks at annual meeting.I*: 1677272 Entity Type: Government Name of OBA: City of Cedar Rapids, Examining Board for the Assessor Address: Cedar Rapids, IA 52401 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2007Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: The three member board makes a recommendation on who they feel would be the best candidate to be the City of Cedar Rapids Assessor. A separate Conference Board vets that and makes its own determination and my understanding is that the City Council decides.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-22
  • S66 Uniform Combined State Law Examination
    2012-02-22
Other Names
  • Todd Andrew Barker
  • Todd Andrew Barker
  • Todd A Barker

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