David Arthur Koch

Employer firm

Halbert Hargrove CRD 105515

$4.20B regulatory AUM 2 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Halbert Hargrove

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-01-20

CA RA
APPROVED

Since 2012-01-20

Branch Locations

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Halbert Hargrove Global Advisors, Llc	Long Beach	CA	11/2011	Present

11/2011 → Present

Halbert Hargrove Global Advisors, Llc

Long Beach, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-01-19

S65 Uniform Investment Adviser Law Examination

2012-01-19

View on SEC IAPD

Employer firm

Current Employers

Halbert Hargrove

Disclosures

Employment History

Exams

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