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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-03
  • CO RA
    APPROVED
    Since 2025-09-03

Branch Locations

30 S. 7Th Ave Suite 400, Brighton, CO 80601 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Arvada CO 12/2015 03/2018
Nylife Securities, Llc Arvada CO 03/2016 03/2018
Prudential Insurance Company Of America Brighton CO 03/2018 12/2021
Pruco Securities, Llc Brighton CO 03/2018 12/2021
Securities America, Inc. Brighton CO 12/2021 10/2023
Securities America Advisors Brighton CO 12/2021 10/2023
Innovation Partners Llc Charlotte NC 10/2023 03/2025
Ip Financial Advisory Services Llc Charlotte NC 10/2023 03/2025
Greater Brighton Fire District Brighton CO 10/2023 Present
Cetera Investment Advisers Llc Denver CO 03/2025 09/2025
Cetera Investment Services Llc St Cloud MN 03/2025 09/2025
Parkland Securities, Llc Ann Arbor MI 09/2025 Present
Sigma Planning Corporation Ann Arbor MI 09/2025 Present
  • 12/2015 → 03/2018
    New York Life Insurance Company
    Arvada, CO
  • 03/2016 → 03/2018
    Nylife Securities, Llc
    Arvada, CO
  • 03/2018 → 12/2021
    Prudential Insurance Company Of America
    Brighton, CO
  • 03/2018 → 12/2021
    Brighton, CO
  • 12/2021 → 10/2023
    Securities America, Inc.
    Brighton, CO
  • 12/2021 → 10/2023
    Securities America Advisors
    Brighton, CO
  • 10/2023 → 03/2025
    Innovation Partners Llc
    Charlotte, NC
  • 10/2023 → 03/2025
    Charlotte, NC
  • 10/2023 → Present
    Greater Brighton Fire District
    Brighton, CO
  • 03/2025 → 09/2025
    Denver, CO
  • 03/2025 → 09/2025
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2025 → Present
    Parkland Securities, Llc
    Ann Arbor, MI
  • 09/2025 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
Other Businesses

1. Past Master and Member of the Freemasons of Colorado and the Lodge in Brighton, CO. Fraternal organization with community involvement. Approx. 4 hrs/mo. INV REL: N 2. Board member - Intermountain Health Hospital Foundation, Brighton, CO. Board handles funding for hospital employees and programs within the hospital, fundraising and monitoring expenditures. Started in 2023, approx. 1-2 hrs/mo. INV REL: N 3. Treasurer and board member for the Greater Brighton Fire Rescue District, Brighton, CO. Assist CFO in budgeting oversight, no access to funds. Started 2023, approx. 4 hrs/mo. INV REL: N 4. Board member and Past Chair - Richard Lambert Foundation (Grief Counseling Center), Brighton, CO. Help with events, monitor budgets/expenses, assisting in strategic planning. Approx. 1-2 hrs/mo. INV REL: N 5. DBA - Rhino Financial Solutions LLC. Owner - name used for financial services practice through Parkland Securities LLC and SPC. Start date: 9/3/25. INV REL: Y 6. Sale of non-variable insurance products, including term and IUL, through approved FMOs and insurance companies. Start date: 9/22/25, approx. 40 hrs/mo. INV REL: Y

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-09
S63 Uniform Securities Agent State Law Examination 2016-07-01
  • S65 Uniform Investment Adviser Law Examination
    2019-08-09
  • S63 Uniform Securities Agent State Law Examination
    2016-07-01
Other Names
  • Brian R Engle
  • Brian Engle

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