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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-09-03 |
Branch Locations
30 S. 7Th Ave Suite 400, Brighton, CO 80601 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Arvada | CO | 12/2015 | 03/2018 |
| Nylife Securities, Llc | Arvada | CO | 03/2016 | 03/2018 |
| Prudential Insurance Company Of America | Brighton | CO | 03/2018 | 12/2021 |
| Pruco Securities, Llc | Brighton | CO | 03/2018 | 12/2021 |
| Securities America, Inc. | Brighton | CO | 12/2021 | 10/2023 |
| Securities America Advisors | Brighton | CO | 12/2021 | 10/2023 |
| Innovation Partners Llc | Charlotte | NC | 10/2023 | 03/2025 |
| Ip Financial Advisory Services Llc | Charlotte | NC | 10/2023 | 03/2025 |
| Greater Brighton Fire District | Brighton | CO | 10/2023 | Present |
| Cetera Investment Advisers Llc | Denver | CO | 03/2025 | 09/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2025 | 09/2025 |
| Parkland Securities, Llc | Ann Arbor | MI | 09/2025 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 09/2025 | Present |
1. Past Master and Member of the Freemasons of Colorado and the Lodge in Brighton, CO. Fraternal organization with community involvement. Approx. 4 hrs/mo. INV REL: N 2. Board member - Intermountain Health Hospital Foundation, Brighton, CO. Board handles funding for hospital employees and programs within the hospital, fundraising and monitoring expenditures. Started in 2023, approx. 1-2 hrs/mo. INV REL: N 3. Treasurer and board member for the Greater Brighton Fire Rescue District, Brighton, CO. Assist CFO in budgeting oversight, no access to funds. Started 2023, approx. 4 hrs/mo. INV REL: N 4. Board member and Past Chair - Richard Lambert Foundation (Grief Counseling Center), Brighton, CO. Help with events, monitor budgets/expenses, assisting in strategic planning. Approx. 1-2 hrs/mo. INV REL: N 5. DBA - Rhino Financial Solutions LLC. Owner - name used for financial services practice through Parkland Securities LLC and SPC. Start date: 9/3/25. INV REL: Y 6. Sale of non-variable insurance products, including term and IUL, through approved FMOs and insurance companies. Start date: 9/22/25, approx. 40 hrs/mo. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-01 |
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