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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Melville | NY | 03/2015 | Present |
| Ryan Thiel & Associates Inc. | Melville | NY | 11/2015 | Present |
| The Pinnacle Financial Group | Smithtown | NY | 03/2015 | Present |
1. 11/05/2015 * Ryan Thiel & Associates Inc. * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 10/08/2015 * 8 HRS/MO DURING SECS TRDG HRS. 2. 11/24/2015 * The Pinnacle Financial Group * Registered Investment Advisor Hybrid * The Pinnacle Financial Group * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 11/20/2015 * 160 HRS/MO; 8 HRS/MO DURING SECS TRDG HRS. 3. 12/23/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 12/26/2016 - 3 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-03-26 |
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