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Andrew D Jarc

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Mitchell, KY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-06
KY RA APPROVED 2014-06-09
  • TX RA
    APPROVED_RES
    Since 2017-06-06
  • KY RA
    APPROVED
    Since 2014-06-09

Branch Locations

300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Fort Mitchell KY 04/2014 Present
Bank Of America, N.A. Fort Mitchell KY 06/2014 Present
  • 04/2014 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Fort Mitchell, KY
  • 06/2014 → Present
    Bank Of America, N.A.
    Fort Mitchell, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-26
S63 Uniform Securities Agent State Law Examination 2013-08-12
  • S65 Uniform Investment Adviser Law Examination
    2014-03-26
  • S63 Uniform Securities Agent State Law Examination
    2013-08-12

View on SEC IAPD

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