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Teri Lynn Sundberg

Ubs Financial Services Inc.

Plano, TX

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-12
  • TX RA
    APPROVED
    Since 2019-09-12

Branch Locations

Legacy Tower, 7250 Dallas Parkway 12Th Floor Plano, Plano, TX 75024 • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mckinney TX 04/1999 10/2016
Ubs Financial Services, Inc Plano TX 10/2016 03/2019
Unemployed Wylie TX 04/2019 09/2019
Ubs Financial Services Plano TX 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-14
  • S66 Uniform Combined State Law Examination
    2005-02-14
Other Names
  • Teri Lynn Stewart

View on SEC IAPD

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