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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-24 |
| MO | RA | APPROVED | 2018-08-23 |
Branch Locations
1371 N Mt Auburn Rd, Cape Girardeau, MO 63701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 11/2015 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 08/2018 | Present |
| Bank Of America, N.A. | Clayton | MO | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-27 |
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