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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Lubbock | TX | 03/2016 | 08/2020 |
| Raymond James Financial Services, Inc. | Lubbock | TX | 08/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Lubbock | TX | 08/2020 | Present |
| Lubbock National Bank | Lubbock | TX | 08/2020 | Present |
| Amarillo National Bank | Lubbock | TX | 08/2020 | Present |
| Amarillo National Bank Investment Services | Lubbock | TX | 08/2020 | Present |
(1)Name of Business: Amarillo National Bank Address: 4811 50th St., Lubbock, TX, 79414-3417, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 08/17/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Financial Advisor - Asses the financial needs of individuals and help them with decisions on investments, insurance, and financial planning. (2)Name of Business: Amarillo National Bank Investment Services Address: 4811 50th St, Lubbock, TX, 79414-3418, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/17/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide financial and investment advice to businesses and individuals. (3)Name of Business: Garrison Innovation, LLC Address: 4512 11th St., Lubbock, TX, 79416, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 11/07/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my spouse's business. I am not involved with the operations of the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-11 |
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