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Synovus Securities, Inc. CRD 14023
$8.45B regulatory AUM 100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-05-08 |
| TX | RA | APPROVED | 2021-07-14 |
| FL | RA | APPROVED | 2017-11-08 |
| AL | RA | APPROVED | 2017-11-07 |
| VA | RA | APPROVED | 2017-11-06 |
| NE | RA | APPROVED | 2017-08-18 |
| GA | RA | APPROVED | 2017-07-06 |
| NC | RA | APPROVED | 2017-06-30 |
| SC | RA | APPROVED | 2017-06-30 |
Branch Locations
1080 Morrison Drive Suite 300, Charleston , SC 29403 • United States
110 Jefferson St, Newnan, GA 30263 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charleston | SC | 10/2011 | 06/2017 |
| Bank Of America, N.A. | Charleston | SC | 06/2012 | 06/2017 |
| Synovus Bank | Charleston | SC | 06/2017 | 10/2019 |
| Synovus Securities, Inc. | Charleston | SC | 06/2017 | 10/2019 |
| Synovus Bank | Charleston | SC | 10/2019 | 12/2025 |
| Synovus Securities, Inc. | Charleston | SC | 10/2019 | Present |
| Pinnacle Bank | Charleston | SC | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-28 |
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