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David B Andres

Northwestern Mutual Investment Services, LLC

Boca Raton, FL

Sanibel, FL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-22
  • FL RA
    APPROVED
    Since 2025-01-22

Branch Locations

1515 S Federal Hwy Ste 208, Boca Raton, FL 33432 • United States

Sanibel, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kurt Mattson Atlanta GA 09/2015 Present
Northwestern Mutual Investment Services Llc Atlanta GA 09/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2015 Present
Keith Spengel Atlanta GA 02/2025 Present
Thomas Mcbreen Atlanta GA 04/2025 Present
Joshua Lerner Atlanta GA 04/2025 Present
Robert Bolt Atlanta GA 04/2025 Present
  • 09/2015 → Present
    Kurt Mattson
    Atlanta, GA
  • 09/2015 → Present
    Northwestern Mutual Investment Services Llc
    Atlanta, GA
  • 10/2015 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2025 → Present
    Keith Spengel
    Atlanta, GA
  • 04/2025 → Present
    Thomas Mcbreen
    Atlanta, GA
  • 04/2025 → Present
    Joshua Lerner
    Atlanta, GA
  • 04/2025 → Present
    Robert Bolt
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-27
  • S66 Uniform Combined State Law Examination
    2012-01-27
Other Names
  • David Andres
  • Brad Andres
  • David B Andres

View on SEC IAPD

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Other Investors

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Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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