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Eric David Kesselman

Maxim Financial Advisors LLC

New York, NY

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Current Employers
Maxim Financial Advisors Llc

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-23
CA RA APPROVED 2017-08-07
NJ RA APPROVED 2016-06-16
  • NY RA
    APPROVED
    Since 2021-07-23
  • CA RA
    APPROVED
    Since 2017-08-07
  • NJ RA
    APPROVED
    Since 2016-06-16

Branch Locations

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maxim Group Llc New York NY 02/2012 Present
Maxim Financial Advisors New York NY 03/2012 Present
  • 02/2012 → Present
    Maxim Group Llc
    New York, NY
  • 03/2012 → Present
    Maxim Financial Advisors
    New York, NY
Other Businesses

GAME/BOOK CREATER. DEVOTE 5 HOURS A MONTH. This is not an investment related business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-08
  • S66 Uniform Combined State Law Examination
    2012-03-08

View on SEC IAPD

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