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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2013-03-04 |
Branch Locations
622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephen Gross | Saint Louis | MO | 11/2011 | 03/2025 |
| Northwestern Mutual Investment Services, Llc | Saint Louis | MO | 12/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-12 |
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