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13111 Westheimer Rd. Suite 475, Houston, TX 77077 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-04-16 |
Branch Locations
13111 Westheimer Rd. Suite 475, Houston, TX 77077 • United States
5337 Yorktown Blvd. Bl003, Suite 301, Corpus Christi, TX 78413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ims Securities, Inc. | Houston | TX | 04/2012 | 11/2017 |
| Westpark Wealth Advisors, Inc. | Houston | TX | 04/2012 | Present |
| Calton & Associates, Inc. | Houston | TX | 11/2017 | Present |
1) JHK Financial, CPA, CFP, PFS, PLLC. Investment related. Address: 5337 Yorktown Blvd., Suite 301, Corpus Christi, TX 78413. Nature of Business: DBA for Investment related securities & insurance service, fixed insurance sales, fixed life & annuity products, health insurance. Position/Title/Relationship: Managing Member. Start Date: 10/2002. Hours per month: 80. Hours per month during Securities trading hours: 30. Duties/Responsibilities: Investment related securities & insurance service, fixed insurance sales, fixed life & annuity products, health insurance and sales and service. 2) Lee & Kim CPAs, PLLC. Non-Investment related. Address: 5337 Yorktown Blvd., Suite 301, Corpus Christi, TX 78413. Nature of Business: CPA Service, Member, and tax principal of the PLLC. Position/Title/Relationship: Partner. Start Date: 01/2013. Hours per month: 120. Hours per month during Securities trading hours: 50. Duties/Responsibilities: CPA Services. 3) Westpark Wealth Advisors, Inc. Investment related. Address: 13111 Westheimer Road, Suite 475, Houston, TX 77077. Nature of Business: Advisory Services. Position/Title/Relationship: IAR. Hours per month: 20. Hours per month during Securities trading hours: 20. Duties/Responsibilities: Meeting the client, review portfolio on an annual basis. Start Date: 04/2012. 4) Kim & Kim Managements, LLC. Non-Investment related. Address: 8110 Marseille Dr, Corpus Christi, TX 78414. Nature of Business: DBA for Rental property, passive income property from real estates. Position/Title/Relationship: Managing Member. Start Date: 01/01/2019. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Rental property, passive income from real estates. 5) "James Kim Rental Property 5337 Yorktown Blvd. Blvd. 3, Suite 302 & 303 1/2 of the ownership", Is Not Investment Related,,Rents,1/2 of the owner,2021-07-01,0 hours per month,0 hours per month during trading hours,Other Compensation, Passive investment - Rent 6) Timbergate Property, LLC. Non-Investment related. 8110 Marseille Dr. Corpus Christi, TX 78414. Residential rental. Position: Partner. Start date: 02/28/2024. Hours/month: 0 Hours/month during securities trading hours: 0. 7) Woodhouse Realty, LLC. Non-investment related. 8110 Marseille Dr. Corpus Christi, TX 78414. Residential rental. Position: Partner. Start date: 02/28/2024. Hours/month: 0 Hours/month during securities trading hours: 0. 8) Durham Realty, LLC; Non-investment related; 6701 Durham Dr, Corpus Christi, TX 78414; Residential rental; Position: Partner; Start Date: 01/01/2026; Hours/month: 0 Hours/month during securities trading hours: 0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-01-02 |
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