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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-09 |
| NY | RA | APPROVED | 2022-09-02 |
Branch Locations
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
Port Washington, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sg Americas Securities, Llc | New York | NY | 08/2015 | 06/2017 |
| J.P. Morgan Securities Llc | New York | NY | 01/2022 | 09/2022 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 01/2022 | 09/2022 |
| Douglas Elliman | Manhasset | NY | 10/2018 | 01/2022 |
| Unemployed | New York | NY | 07/2017 | 09/2018 |
| Wells Fargo Clearing Services, Llc | New York | NY | 09/2022 | Present |
DOUGLAS ELLIMAN; NOT INV. RELATED; MANHASSET,NY; REAL ESTATE LICENSE; START DATE 11/30/2017; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; CE ONLY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-20 |
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