Andrew N Pandolfo

Current Employers

Employment History

• 05/2016 → 10/2016
  Axa Advisors, Llc
  Stamford, CT
• 08/2013 → 05/2016
  University Of Connecticut
  Storrs, CT
• 01/2017 → 06/2020
  Legg Mason Investor Services Llc
  Stamford, CT
• 01/2017 → 06/2020
  Legg Mason & Co Llc
  Stamford, CT
• 06/2020 → 07/2024
  Raymond James & Associates, Inc
  Somers, NY
• 08/2024 → Present
  Mml Investors Services, Llc
  New York, NY
• 07/2024 → Present
  Massmutual Life Insurance Company
  New York, NY

Previous Registrations

• 2020-07-31 → 2024-07-24
  Raymond James & Associates, Inc.
  Somers, NY

Other Businesses

(1)Name: NAMI - NYC Inv rel: N Add: 307 West 38th St. 8th Floor, New York, NY 10018 Nature: Board Service Position: Young Professional - Executive Committee Start date: 07/24/2024 No. HR/MO: 5 No. HR/MO dur trading: 0 Describe duties: Part of the Executive Committee. Currently work with the rest of the group to plan a fundraising event each year for the organization. (2)Name: Asian American Dream Inv rel: N Add: 315 W 14th St. New York, NY 10014 Nature: Board Service Position: Board of Directors Start date: 07/24/2024 No. HR/MO: 10 No. HR/MO dur trading: 0 Describe duties: Help with overall vision of the organization. Facilitate ideas for fundraising events. (3)Name: More to Life Inv rel: Y Add: 1200 Windmill St, Grenada, MS 38901 Nature: Board Service Position: Treasurer - Board of Directors Start date: 10/01/2025 No. HR/MO: 8 No. HR/MO during sec trading: 0 Describe duties: Duty is to advise and make sure that the books and records are organized. Do not have authority to sign on behalf of the organization, nor have access to the bank accounts or other financial accounts with the organization.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-07-30
• S63 Uniform Securities Agent State Law Examination
  2017-08-31

Other Names

• Andrew N Pandolfo
• Andrew Nguyen Pandolfo