Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-10
CA RA APPROVED 2023-06-29
  • IL RA
    APPROVED
    Since 2024-12-10
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 11/2008 Present
Cetera Investment Services Llc St Cloud MN 06/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Cetera Advisors Llc Greenwood Village CO 01/2024 Present
  • 11/2008 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2024 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
Other Businesses

1. NAME OF OTHER BUSINESS: RODAN & FIELDS INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: SKIN CARE START DATE: 05/2017 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONSULTANT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: PROMOTE THE SKIN CARE LINE AND FACILITATE SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-09
S63 Uniform Securities Agent State Law Examination 2000-11-22
  • S65 Uniform Investment Adviser Law Examination
    2002-04-09
  • S63 Uniform Securities Agent State Law Examination
    2000-11-22
Other Names
  • Amanda Caroline Bertram
  • Amanda Caroline Vizcarra

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in El Segundo, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor