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Matthew Lee Fitzgerald

Wells Fargo Clearing Services, LLC

Roanoke, VA

Harrisonburg, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-22
VA RA APPROVED 2012-01-01
  • TX RA
    APPROVED_RES
    Since 2015-08-22
  • VA RA
    APPROVED
    Since 2012-01-01

Branch Locations

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

2005 E Market St, Harrisonburg, VA 22801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Harrisonburg VA 05/2010 Present
Wells Fargo Advisors Llc Harrisonburg VA 10/2011 11/2016
Wells Fargo Clearing Services, Llc Harrisonburg VA 11/2016 Present
  • 05/2010 → Present
    Wells Fargo Bank Na
    Harrisonburg, VA
  • 10/2011 → 11/2016
    Wells Fargo Advisors Llc
    Harrisonburg, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Harrisonburg, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-29
S63 Uniform Securities Agent State Law Examination 2011-12-14
  • S65 Uniform Investment Adviser Law Examination
    2011-12-29
  • S63 Uniform Securities Agent State Law Examination
    2011-12-14

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY
john aston edmunds
Stephen Berry
Brandon Burk Williams
Brian Barrows
ELIZABETH ROBERTS THOMAS

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

More in Roanoke, VA

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