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6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-18 |
Branch Locations
802 W. 17Th Street, Unit 200, Houston, TX 77008 • United States
6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2012 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2012 | 12/2024 |
| Victory Financial Group | Houston | TX | 12/2024 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2025 | Present |
1. Victory Financial Group d/b/a Capitalwise Wealth Management. Investment-related. At registered location. RIA. IAR. 12/2024. 150 hrs/month. 150 hrs during securities hrs. Financial Advisor. 2. Fixed Insurance. Not investment-related. At registered location. Insurance. Agent. 12/2024. 10 hrs/month. 10 hrs during securities hrs. Provide insurance advice based on the needs of clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-06 |
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