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James Elliot Cook

Wells Fargo Clearing Services, LLC

Boca Raton, FL

Wellington, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-12-13
  • FL RA
    APPROVED
    Since 2012-12-13

Branch Locations

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

13840 Wellington Trace, Wellington, FL 33414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na West Palm Beach FL 10/2010 Present
Wells Fargo Advisors Llc West Palm Beach FL 10/2011 11/2016
Wells Fargo Clearing Services, Llc West Palm Beach FL 11/2016 Present
  • 10/2010 → Present
    Wells Fargo Bank Na
    West Palm Beach, FL
  • 10/2011 → 11/2016
    Wells Fargo Advisors Llc
    West Palm Beach, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    West Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-30
S63 Uniform Securities Agent State Law Examination 2011-12-15
  • S66 Uniform Combined State Law Examination
    2012-11-30
  • S63 Uniform Securities Agent State Law Examination
    2011-12-15
Designations

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

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Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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