Adam Keith Hatch

Current Employers

Employment History

• 10/2012 → 12/2016
  Principal Life Insurance Company
  Des Moines, IA
• 10/2012 → 12/2016
  Princor Financial Services Corporation
  Des Moines, IA
• 12/2016 → 07/2017
  Axa Advisors, Llc
  New York, NY
• 07/2017 → 12/2017
  Sammons Financial Network
  West Des Moines, IA
• 07/2017 → 12/2017
  Sammons Retirement Solutions
  West Des Moines, IA
• 12/2017 → Present
  Principal Life Insurance
  Des Moines, IA
• 01/2018 → Present
  Principal Securities, Inc.
  Des Moines, IA
• 06/2024 → Present
  Principal Advised Services
  Des Moines, IA

Previous Registrations

• 2017-02-03 → 2017-07-18
  Equitable Advisors, Llc
  West Des Moines, IA

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: 1. As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/31/2017 ADDRESS: 711 high street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-01-31
• S63 Uniform Securities Agent State Law Examination
  2014-03-28