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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-05-25 |
| WI | RA | APPROVED | 2017-05-25 |
Branch Locations
325 N. Corporate Dr. #100, Brookfield, WI 53045 • United States
New Berlin, WI • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-12-19 |
| WI | RA | APPROVED | 2016-05-18 |
Branch Locations
325 N Corporate Dr Suite 120, Brookfield, WI 53045 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Brookfield | WI | 05/2016 | Present |
| Great Valley Advisor Group | Wilmington | DE | 05/2016 | Present |
1) 04/05/2016 - Next Level Planning and Wealth Management - DBA for LPL Business (entity for LPL business)- at reported business locations - inv rel - start: 5/9/2016 - 160 hr/mth, 95% 2)04/05/2016 - Loren Brandrup - at reported business location(s) - start: 5/9/2016 - 15 hr/mth, 5% - sell 5/9/2016 2) 05/18/2016 * Great Valley Advisor Group, Inc. * Registered Investment Advisor DBA * Next Level Planning and Wealth Management * inv rel * at reported business location(s) * 1) Documentation has been provided 2) Yes 3) Yes 4) No * start 5/13/2016 * time spent 50% 3) 05/18/2016 * Great Valley Advisor Group * Registered Investment Advisor Hybrid * inv rel * at reported business location(s) * start 5/13/2016 * time spent 50% 4) 4/27/2021 - No Business Name - Not Investment Related - Home Based - Other-Sports Memorabilia - Start Date: 2/2/2021 - 8 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-12 |
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