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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-25
WI RA APPROVED 2017-05-25
  • TX RA
    APPROVED
    Since 2017-05-25
  • WI RA
    APPROVED
    Since 2017-05-25

Branch Locations

325 N. Corporate Dr. #100, Brookfield, WI 53045 • United States

New Berlin, WI • United States

Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-19
WI RA APPROVED 2016-05-18
  • TX RA
    APPROVED
    Since 2016-12-19
  • WI RA
    APPROVED
    Since 2016-05-18

Branch Locations

325 N Corporate Dr Suite 120, Brookfield, WI 53045 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Brookfield WI 05/2016 Present
Great Valley Advisor Group Wilmington DE 05/2016 Present
  • 05/2016 → Present
    Brookfield, WI
  • 05/2016 → Present
    Great Valley Advisor Group
    Wilmington, DE
Previous Registrations
Other Businesses

1) 04/05/2016 - Next Level Planning and Wealth Management - DBA for LPL Business (entity for LPL business)- at reported business locations - inv rel - start: 5/9/2016 - 160 hr/mth, 95% 2)04/05/2016 - Loren Brandrup - at reported business location(s) - start: 5/9/2016 - 15 hr/mth, 5% - sell 5/9/2016 2) 05/18/2016 * Great Valley Advisor Group, Inc. * Registered Investment Advisor DBA * Next Level Planning and Wealth Management * inv rel * at reported business location(s) * 1) Documentation has been provided 2) Yes 3) Yes 4) No * start 5/13/2016 * time spent 50% 3) 05/18/2016 * Great Valley Advisor Group * Registered Investment Advisor Hybrid * inv rel * at reported business location(s) * start 5/13/2016 * time spent 50% 4) 4/27/2021 - No Business Name - Not Investment Related - Home Based - Other-Sports Memorabilia - Start Date: 2/2/2021 - 8 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-04
S63 Uniform Securities Agent State Law Examination 2011-12-12
  • S65 Uniform Investment Adviser Law Examination
    2013-02-04
  • S63 Uniform Securities Agent State Law Examination
    2011-12-12
Other Names
  • Loren R Brand

View on SEC IAPD

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