Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2020-02-27 |
| NJ | RA | APPROVED | 2017-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Investments | New York | NY | 12/2014 | 10/2016 |
| Jp Morgan Chase Bank | New York | NY | 12/2017 | 07/2019 |
| Jp Morgan Securities Llc | New York | NY | 12/2017 | 07/2019 |
| Morning Farm Llc | Fairview | NJ | 11/2016 | 11/2017 |
| Nylife Distributors Llc | New York | NY | 12/2014 | 10/2016 |
| New York Life Investment Management Llc | New York | NY | 01/2015 | 10/2016 |
| Jpmorgan Chase Bank, Na | New York | NY | 07/2019 | Present |
| Jp Morgan Securities Llc | New York | NY | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-30 |
Reach out to this advisor