Best Investors Account Sign in

Thomas Adrian Taylor

Wells Fargo Clearing Services, LLC

Raleigh, NC

Durham, NC

CRD 5990083

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-04-03
MS RA APPROVED 2019-04-02
CO RA APPROVED 2019-03-07
TX RA APPROVED 2015-05-06
NC RA APPROVED 2015-03-05
  • MN RA
    APPROVED
    Since 2019-04-03
  • MS RA
    APPROVED
    Since 2019-04-02
  • CO RA
    APPROVED
    Since 2019-03-07
  • TX RA
    APPROVED
    Since 2015-05-06
  • NC RA
    APPROVED
    Since 2015-03-05

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

3600 N Duke St, Durham, NC 27704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Raleigh NC 02/2015 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV-RELATED; SUITLAND, MD; 100% OWNERSHIP; START: 03/01/2003; HOURS: <1 HOUR PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-23
  • S66 Uniform Combined State Law Examination
    2014-10-23
Other Names
  • Thomas Adrain Sadler

View on SEC IAPD

Nearby Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP

Nearby Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH

Nearby Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC

More in Raleigh, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor