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Thomas Adrian Taylor

Wells Fargo Clearing Services, LLC

Raleigh, NC

Durham, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-04-03
MS RA APPROVED 2019-04-02
CO RA APPROVED 2019-03-07
TX RA APPROVED 2015-05-06
NC RA APPROVED 2015-03-05
  • MN RA
    APPROVED
    Since 2019-04-03
  • MS RA
    APPROVED
    Since 2019-04-02
  • CO RA
    APPROVED
    Since 2019-03-07
  • TX RA
    APPROVED
    Since 2015-05-06
  • NC RA
    APPROVED
    Since 2015-03-05

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

3600 N Duke St, Durham, NC 27704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Raleigh NC 02/2015 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV-RELATED; SUITLAND, MD; 100% OWNERSHIP; START: 03/01/2003; HOURS: <1 HOUR PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-23
  • S66 Uniform Combined State Law Examination
    2014-10-23
Other Names
  • Thomas Adrain Sadler

View on SEC IAPD

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JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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