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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-20
  • TX RA
    APPROVED
    Since 2025-05-20

Branch Locations

1619 E Common St Ste 203, New Braunfels, TX 78130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. San Antonio TX 02/2014 09/2018
Ameriprise Financial Services, Llc. Schertz TX 09/2018 05/2025
Raymond James Financial Services, Inc. New Braunfels TX 05/2025 Present
Raymond James Financial Services Advisors, Inc. New Braunfels TX 05/2025 Present
Previous Registrations
  • 2018-09-11 → 2025-05-21
    Schertz, TX
    Hondo, TX
    Schertz, TX
    New Braunfels, TX
  • 2014-02-28 → 2018-09-11
    Investment Professionals, Inc.
    San Antonio, TX
    New Braunfels, TX
    San Antonio, TX
  • 2014-01-21 → 2014-03-03
    Schaumburg, IL
  • 2006-11-30 → 2014-01-21
    Cetera Investment Services Llc
    Seguin, TX
    Seguin, TX
Other Businesses

1) Name of Business: Outdoor Lifestyle Strategies Address: 1619 E Common St Ste 203, New Braunfels, TX, 78130-3454, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/19/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered CSA (2) Name of Business: Springs Wealth Group Address: 1619 E Common St Ste 203, New Braunfels, TX, 78130-3454, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/19/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered CSA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-16
S63 Uniform Securities Agent State Law Examination 2000-09-12
  • S66 Uniform Combined State Law Examination
    2006-11-16
  • S63 Uniform Securities Agent State Law Examination
    2000-09-12
Other Names
  • Christina Renee Tijerina
  • Christina Tijerina Fallin
  • Christina Renee Solis

View on SEC IAPD

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