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Eric V. Maxwell

Eagle Capital Management, LLC

Mandeville, LA

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Current Employers
Eagle Capital Management, Llc

1417 West Causeway Approach, Mandeville, LA 70471 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-30
LA RA APPROVED 2011-11-09
  • TX RA
    APPROVED_RES
    Since 2020-10-30
  • LA RA
    APPROVED
    Since 2011-11-09

Branch Locations

1417 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eagle Capital Management, Llc Mandeville LA 08/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-23
  • S65 Uniform Investment Adviser Law Examination
    2017-05-23

View on SEC IAPD

Other Firms

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AMERIPRISE FINANCIAL SERVICES, LLC
SILVER OAK SECURITIES, INCORPORATED
EDELMAN FINANCIAL ENGINES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
GT FINANCIAL, LTD., L.L.C.

Other Investors

JEFFREY DAVID BRUCE
STEWART RYAN SHIELDS
MICHAEL T HUERSTEL
DOUGLAS C TATE
RICHARD S DANIELSON
PHILBERT J DEMARIE
JEANINE MARIE CAZAUBON
DARRYL NORMAN MIERL

Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

More in Mandeville, LA

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