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Patrick Barry Flint

Captrust

Raleigh, NC

CRD 5989823

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Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-08
NC RA APPROVED 2019-01-14
  • TX RA
    APPROVED_RES
    Since 2026-04-08
  • NC RA
    APPROVED
    Since 2019-01-14

Branch Locations

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Downers Grove IL 09/2011 06/2017
John Hancock Distributors Llc Downers Grove IL 10/2011 06/2017
Capfinancial Securities Llc Raleigh NC 06/2017 Present
Capfinancial Partners Llc (Captrust) Raleigh NC 06/2017 Present
  • 09/2011 → 06/2017
    John Hancock
    Downers Grove, IL
  • 10/2011 → 06/2017
    John Hancock Distributors Llc
    Downers Grove, IL
  • 06/2017 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 06/2017 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-14
S63 Uniform Securities Agent State Law Examination 2012-01-19
  • S66 Uniform Combined State Law Examination
    2019-01-14
  • S63 Uniform Securities Agent State Law Examination
    2012-01-19

View on SEC IAPD

Nearby Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP

Nearby Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH

Nearby Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC

More in Raleigh, NC

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