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Kevin Alexander Bloom

Cetera Investment Advisers LLC

El Segundo, CA

Valley Village, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Valley Village, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Invesment Financial Services Radnor PA 04/2013 02/2017
Transamerica Capital Imc Denver CO 03/2017 04/2017
Cetera Wealth Services, Llc El Segundo CA 05/2017 Present
Cetera Advisors Llc St Cloud CO 05/2017 Present
Cetera Financial Specialists Llc Schaumburg IL 05/2017 Present
Cetera Investment Services Llc Saint Cloud MN 05/2017 Present
Girard Securities, Inc. San Diego CA 05/2017 11/2017
First Allied Securities, Inc. San Diego CA 05/2017 09/2022
Summit Brokerage Services, Inc. Boca Raton FL 05/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2013 → 02/2017
    Hartford Invesment Financial Services
    Radnor, PA
  • 03/2017 → 04/2017
    Transamerica Capital Imc
    Denver, CO
  • 05/2017 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2017 → Present
    Cetera Advisors Llc
    St Cloud, CO
  • 05/2017 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2017 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2017 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 05/2017 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 05/2017 → Present
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-22
S63 Uniform Securities Agent State Law Examination 2013-09-06
  • S66 Uniform Combined State Law Examination
    2017-08-22
  • S63 Uniform Securities Agent State Law Examination
    2013-09-06
Designations

View on SEC IAPD

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