Joseph Daly

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-06
NY	RA	APPROVED	2026-04-28

TX RA
APPROVED

Since 2026-05-06
NY RA
APPROVED

Since 2026-04-28

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scarsdale Youth Lacrosse Association	Scarsdale	NY	09/2011	06/2024
Ubs Financial Services, Inc.	White Plains	NY	03/2015	04/2026
Morgan Stanley Smith Barney Llc	Purchase	NY	04/2026	Present
Morgan Stanley Private Bank, N.A	New York	NY	05/2026	Present

09/2011 → 06/2024

Scarsdale Youth Lacrosse Association

Scarsdale, NY
03/2015 → 04/2026

Ubs Financial Services, Inc.

White Plains, NY
04/2026 → Present

Morgan Stanley Smith Barney Llc

Purchase, NY
05/2026 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2021-10-29 → 2026-05-07

Ubs Financial Services Inc.

Purchase, NY

Hopewell Junction, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-24
S63	Uniform Securities Agent State Law Examination	2014-06-30

S66 Uniform Combined State Law Examination

2026-06-24
S63 Uniform Securities Agent State Law Examination

2014-06-30

Designations

Other Names

Joe Daly
Joseph John Daly

View on SEC IAPD

Other Firms

GREENHAVEN ASSOCIATES INC

NOW ASSET MANAGEMENT LLC

JANNEY MONTGOMERY SCOTT LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

GREYWOLF CAPITAL MANAGEMENT LP

OLSTEIN CAPITAL MANAGEMENT, L.P.

RBC CAPITAL MARKETS, LLC

Other Investors

JOSHUA BERNARD SANDBULTE

ERIC ALAN BICKLER

RYAN VINCENT HETZER

Anthony Joseph DiPerri

Michael Patrick Zazuri

DYLAN William WYNNE

ROB ANTONY SABEL

Other Offices

GREENHAVEN ASSOCIATES INC · PURCHASE, NY

NOW ASSET MANAGEMENT LLC · PURCHASE, NY

OTR GLOBAL LLC · PURCHASE, NY

JANNEY MONTGOMERY SCOTT LLC · PURCHASE, NY

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PURCHASE, NY

GREYWOLF CAPITAL MANAGEMENT LP · PURCHASE, NY

OLSTEIN CAPITAL MANAGEMENT, L.P. · PURCHASE, NY

RBC CAPITAL MARKETS, LLC · PURCHASE, NY

More in Purchase, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor