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Phillip Paul Thanawiwat

Charles Schwab & Co., Inc.

Pasadena, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-23
CA RA APPROVED 2012-02-21
  • TX RA
    APPROVED_RES
    Since 2021-03-23
  • CA RA
    APPROVED
    Since 2012-02-21

Branch Locations

251 S. Lake Ave. Suite 150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Pasadena CA 10/2011 Present
Charles Schwab Bank Pasadena CA 10/2011 Present
Other Businesses

(1) Start Date = 07-16-19| Phillip Thanawiwat| Owner| Playa Del Rey, CA| Hours/Month = Less than 20| Renting out my condo that I used to live in. (2) Duplex Property in Eagle Rock|Investment Related:No|2319-2321 Langdale Ave.;Los Angeles;CA;90041;USA|Real Estate (Non-Agent/Broker)|Owner|2022-07-01|Hours Per Month:Less than 20|Hours Spent during Security Trading:0|Owner of Passive Income property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-17
  • S66 Uniform Combined State Law Examination
    2012-02-17
Designations

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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