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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-15 |
| CA | RA | APPROVED | 2022-11-10 |
Branch Locations
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
12251 Ventura Blvd, Studio City, CA 91604 • United States
12900 Ventura Blvd, Studio City, CA 91604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpm Chase Bank | Burbank | CA | 01/2011 | 05/2017 |
| J.P. Morgan Securities Llc | Burbank | CA | 10/2012 | 05/2017 |
| Hsbc Bank Usa, N.A. | Beverly Hills | CA | 05/2017 | 10/2022 |
| Hsbc Securities (Usa) Inc | Beverly Hills | CA | 06/2017 | 10/2022 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-16 |
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