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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-09-06 |
| TX | RA | APPROVED | 2017-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Van Nuys | CA | 10/2015 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Van Nuys | CA | 10/2015 | 07/2017 |
| Jpmorgan Securities Llc | San Marino | CA | 08/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-09 |
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