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Stephen Andrew O'NEill

Rivernorth Capital Management, LLC

West Palm Beach, FL

CRD 5987880

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Employer firm

Rivernorth Capital Management, LLC CRD 122020

$6.17B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Rivernorth Capital Management, Llc

360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-12-10
  • IL RA
    APPROVED
    Since 2012-12-10

Branch Locations

360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rivernorth Capital Management Chicago IL 05/2007 Present
  • 05/2007 → Present
    Rivernorth Capital Management
    Chicago, IL
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

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Nearby Investors

SARA DAWN ROTH
SUZANN RITA ZADANOSKY
ROBERT EDWARD DEFOREST

Nearby Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL

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