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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-10 |
| TX | RA | APPROVED | 2024-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Joseph Gunnar & Co. Llc | New York | NY | 09/2018 | 03/2022 |
| National Securities Corporation | New York | NY | 05/2015 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 05/2022 | 04/2024 |
| Bank Of America, N.A. | Melville | NY | 05/2022 | 04/2024 |
| Spring Lake Country Club | Middle Island | NY | 04/2023 | 11/2023 |
| J.P. Morgan Securities Llc | Smithtown | NY | 04/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Smithtown | NY | 04/2024 | Present |
| National Securities Corp | New York | NY | 05/2015 | 08/2018 |
| Unemployed | Lake Ronkonkoma | NY | 04/2022 | 04/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-25 |
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