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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-10
TX RA APPROVED 2024-04-10
  • NY RA
    APPROVED
    Since 2024-04-10
  • TX RA
    APPROVED
    Since 2024-04-10

Branch Locations

705 Smithtown Byp, Smithtown, NY 11787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joseph Gunnar & Co. Llc New York NY 09/2018 03/2022
National Securities Corporation New York NY 05/2015 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 05/2022 04/2024
Bank Of America, N.A. Melville NY 05/2022 04/2024
Spring Lake Country Club Middle Island NY 04/2023 11/2023
J.P. Morgan Securities Llc Smithtown NY 04/2024 Present
Jpmorgan Chase Bank, N.A. Smithtown NY 04/2024 Present
National Securities Corp New York NY 05/2015 08/2018
Unemployed Lake Ronkonkoma NY 04/2022 04/2022
  • 09/2018 → 03/2022
    Joseph Gunnar & Co. Llc
    New York, NY
  • 05/2015 → 08/2018
    National Securities Corporation
    New York, NY
  • 05/2022 → 04/2024
    Melville, NY
  • 05/2022 → 04/2024
    Bank Of America, N.A.
    Melville, NY
  • 04/2023 → 11/2023
    Spring Lake Country Club
    Middle Island, NY
  • 04/2024 → Present
    Smithtown, NY
  • 04/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Smithtown, NY
  • 05/2015 → 08/2018
    National Securities Corp
    New York, NY
  • 04/2022 → 04/2022
    Unemployed
    Lake Ronkonkoma, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-27
S63 Uniform Securities Agent State Law Examination 2013-03-25
  • S66 Uniform Combined State Law Examination
    2022-07-27
  • S63 Uniform Securities Agent State Law Examination
    2013-03-25
Other Names
  • Kevin Fitzpatrick
  • K M Fitzpatrick
  • Kevin M Fitzpatrick

View on SEC IAPD

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