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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-10-14 |
| CA | RA | APPROVED | 2020-09-01 |
Branch Locations
16789 Bernardo Center Dr, San Diego, CA 92128 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lucia Securities, Llc | San Diego | CA | 10/2011 | 10/2020 |
| Lucia Capital Group, Llc | San Diego | CA | 10/2011 | 10/2020 |
| Lpl Financial, Llc | San Diego | CA | 09/2020 | Present |
1. 9/1/2020 - Lucia Capital Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/1/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-06 |
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