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Jorge Daniel Chavez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Whittier, CA

Whittier, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-26
CA RA APPROVED 2019-08-30
  • TX RA
    APPROVED
    Since 2019-11-26
  • CA RA
    APPROVED
    Since 2019-08-30

Branch Locations

7255 Green Leaf Ave, Whittier, CA 90602 • United States

13415 Telegraph Rd, Whittier, CA 90605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Chino CA 06/2010 05/2019
J.P. Morgan Securities Llc Chino CA 10/2012 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Riverside CA 05/2019 Present
Bank Of America, N.A. Riverside CA 05/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-29
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S66 Uniform Combined State Law Examination
    2019-08-29
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15
Other Names
  • Jorge Daniel Chavez
  • Jorge Chavez

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Whittier, CA
J.P. MORGAN SECURITIES LLC · WHITTIER, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WHITTIER, CA
CETERA INVESTMENT ADVISERS LLC · WHITTIER, CA
LPL FINANCIAL LLC · WHITTIER, CA
GL TRUST, INC. · WHITTIER, CA
CETERA INVESTMENT ADVISERS LLC · WHITTIER, CA
LPL FINANCIAL LLC · WHITTIER, CA

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