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2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-01-23 |
Branch Locations
2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Draper | UT | 10/2011 | 06/2017 |
| Voya Financial Advisors | West Jordan | UT | 09/2017 | 10/2017 |
| Raymond James & Associates, Inc | Cottonwood Heights | UT | 10/2017 | 07/2018 |
| Bruce A. Lefavi Securities, Inc. | Salt Lake City | UT | 07/2018 | Present |
1)BOY SCOUTS OF AMERICA;NO;8395 S 700 W, SANDY, UT 84070;NON-PROFIT ORGANIZATION;VENTURE ADVISOR;05/01/2012; 10/0;ADVISE AND COORDINATE ACTIVITIES 2)SCHOOL LAND TRUST COMMITTEE, ASCENT SCHOOL;NO;5662 W 8200 SOUTH WEST JORDAN UT 84081;NON-EXEMPT;MEMBER/PRESIDENT;09/01/2015;4/0;ORGANIZE AND RUN MONTHLY MEETINGS 3)INDEPENDENT INSURANCE AGENT;YES;3738 W JUDD CIRCLE WEST JORDAN UT;FIXED INSURANCE;INDEPENDENT INSURANCE AGENT;09/18/2017;160/160;SALE OF FIXED INSURANCE PRODUCTS 4. School Lands Trust Community Council Address: West Jordan, UT Nature of the Business: Other (unpaid) Position/Title: Other (unpaid) Investment Related:No Start Date: 09/15/2015 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0 Description of duties: At my Children's Charter School the state of Utah's School Lands Trust distributes profits from the trust for every child to qualifying schools in Utah. The council audits the expenditures to ensure they are only used for qualified education expenses. Pinnacle Financial Planning. 09/01/2017. Sole Proprietor/Owner. Shell company not currently being used from previous plans to open and start an RIA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-28 |
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