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1825 Nw Corporate Blvd. Suite 300, Boca Raton, FL 33431 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-06-13 |
Branch Locations
1825 Nw Corporate Blvd. Suite 300, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Investments Distributor, Llc | Windsor | CT | 07/2015 | 03/2022 |
| Voya Investment Management | Windsor | CT | 07/2015 | 03/2022 |
| Voya Investment Management Co. Llc | New York | NY | 07/2014 | 03/2022 |
| Foreside Funds Distributors, Llc | Boca Raton | FL | 04/2022 | Present |
| Polen Capital Management, Llc | Boca Raton | FL | 03/2022 | Present |
1) Polen Capital Management, LLC; Investment Related; Boca Raton, FL; Sales Manager - Asset Management; Head of Internal Sales; 3/22 Start Date; 200 hours per month, 0 during trading hours. 2) Self-Employed flight instructor; Non-investment related; Boynton Beach, FL; Flight Instructing; Flight Instructor; 3/22 Start Date; 5 hours per month, 0 during trading hours. 3) Hinata Grove Ventures, LLC; Not Investment Related; Boynton Beach, FL; Investment Income; Interested Party/Beneficial Owner; 8/7/2026, 1 hour per month, 0 during trading hours; Investment Property Income 4) Yorimichi Holdings, LLC; Not Investment Related; Boynton Beach, FL; LLC that owns personal investment property; Interested Party/Beneficial Owner; 8/7/2026; 1 hour per month, 0 during trading hours; LLC that owns personal investment property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-24 |
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