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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-24 |
| TX | RA | APPROVED | 2023-07-21 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 03/2020 | 07/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 01/2014 | 06/2018 |
| Unemployed | Fort Lauderdale | FL | 07/2018 | 03/2020 |
| Bank Of America, N.A. | Fort Lauderdale | FL | 03/2020 | 07/2023 |
| Morgan Stanley Smith Barney Llc | Fort Lauderdale | FL | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-20 |
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