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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-21 |
| TX | RA | APPROVED | 2021-12-13 |
Branch Locations
8181 Communications Pkwy, F-04, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Clearing, Llc | St Louis | MO | 04/2014 | 11/2016 |
| J.P. Morgan Securities Llc | Plano | TX | 10/2021 | Present |
| Wells Fargo Clearing Services Llc | St. Louis | MO | 03/2016 | 12/2019 |
| Wells Fargo | St. Louis | MO | 10/2011 | 07/2020 |
| Ups | St. Louis | MO | 12/2017 | 02/2018 |
| Unemployed | Dallas | TX | 08/2020 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-16 |
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