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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-05-29 |
| TX | RA | APPROVED | 2020-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Mobile | AL | 09/2011 | 12/2016 |
| New York Life Insurance Company | Mobile | AL | 09/2011 | 12/2016 |
| Massmutual | Mobile | AL | 01/2017 | 03/2019 |
| Mml Investors Services | Mobile | AL | 02/2017 | 03/2019 |
| Voya Financial Advisors, Inc. | Mobile | AL | 03/2019 | 05/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING, 05/2020 2) C2 INSURANCE GROUP, 2607 DAUPHIN STREET STE A MOBILE AL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/2019, NIR, 20/MO 20/TRADING 3) EPIPHANY GULF COAST LLC, 3828 SAINT ANDREWS LOOP EAST MOBILE AL 36693, 05/2022, OWNER, DJ, 10 HR/MO 0 HR/MO TRADING 4) MICHAEL J. TURLINGTON, 2607 DAUPHIN ST, STE A, MOBILE AL 36606, 09/11/2023, AGENT, TAX REFERRALS, 1 HR/MO 1 HR/TRADING 5) EPIPHANY WEALTH STRATEGIES LLC, 2607 Daupin Street, Suite A, Mobile AL 36606, United States, 01/16/2025, Owner, Owner/Partner of a Business Entity, NIR, 25 HR/MO 25 HR/TRADING 6) C2 WEALTH STRATEGIES, 2607 Dauphin Street, Suite A, Mobile AL 36606, United States, 01/01/2018, Agent, DBA Name, IR, 180 HR/MO 140 HR/MO TRADING 7) EPIPHANY WEALTH STRATEGIES LLC, 2607 Dauphin Street, Suite A, Mobile AL 36606, United States, 01/16/2025, Owner, DBA Name, NIR, 25 HR/MO 25 HR/MO TRADING 8) EPIPHANY GULF COAST LLC, 3828 Saint Andrews Loop East, Mobile, AL 36693, United States, 05/12/2022, Owner, Arts/Performing Arts, NIR, 10 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-18 |
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