Michael I Hepner

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Legacy Retirement Advisors Inc
  Fort Lee, NJ
• 03/2016 → 03/2017
  Virtue Capital Management, Llc
  Nashville, TN
• 02/2016 → Present
  Hepner Inc
  Fort Lee, NJ
• 03/2017 → 01/2018
  Global Financial Private Capital, Llc
  Sarasota, FL
• 01/2018 → Present
  Ae Wealth Management, Llc
  Topeka, KS

Previous Registrations

• 2017-03-30 → 2018-01-02
  Global Financial Private Capital, Inc.
  Fort Lee, NJ
  Sarasota, FL
• 2016-04-07 → 2017-03-28
  Virtue Capital Management, Llc
  Fort Lee, NJ
  Brentwood, TN
• 2015-08-11 → 2016-03-30
  Brookstone Capital Management Llc
  Fort Lee, NJ
  Roslyn Heights, NY
  Wheaton, IL
• 2012-08-17 → 2014-09-02
  Signator Investors, Inc.
  Melville, NY

Other Businesses

1.) MICHAEL HEPNER; YES INVESTMENT RELATED; 5380 GRANDE PALM CIR, DELRAY BEACH, FL 33484; INSURANCE SALES; OWNER; START DATE 05/2012; APPOX 40 HRS/MONTH; APPROX 40 HRS/MONTH DURING TRADING. 2.) HEPNER, INC; NO INVESTMENT RELATED; 2125 CENTER AVE, S606, FORT LEE, NJ 07024; INSURANCE SALES; OWNER; START DATE 02/2016; APPOX 120 HRS/MONTH; APPROX 120 HRS/MONTH DURING TRADING. 3.) LEGACY RETIREMENT ADVISORS INC LEGACY RETIREMENT ADVISORS; YES INVESTMENT RELATED; 2125 CENTER AVE, S606, FORT LEE, NJ 07024; INSURANCE SALES; CO-OWNER; START DATE 09/2014; APPOX 40 HRS/MONTH; APPROX 40 HRS/MONTH DURING TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-06-14
• S65 Uniform Investment Adviser Law Examination
  2011-01-03

Designations

• Certified Financial Planner