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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-20 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
521 5Th Avenue 12Th Floor, New York, NY 10175 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Upper Montclair | NJ | 09/2011 | 11/2018 |
| Bank Of America, N.A. | Upper Montclair | NJ | 03/2012 | 11/2018 |
| Laidlaw & Company | New York | NY | 11/2018 | 12/2024 |
| Laidlaw Wealth Management | New York | NY | 11/2018 | 12/2024 |
| U. S. Capital Wealth Advisors | Austin | TX | 01/2025 | 06/2026 |
| Usca Securities Llc | Houston | TX | 01/2025 | Present |
| Arax Advisory Partners | New York | NY | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-16 |
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