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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-20
  • NY RA
    APPROVED
    Since 2026-07-20

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

521 5Th Avenue 12Th Floor, New York, NY 10175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Upper Montclair NJ 09/2011 11/2018
Bank Of America, N.A. Upper Montclair NJ 03/2012 11/2018
Laidlaw & Company New York NY 11/2018 12/2024
Laidlaw Wealth Management New York NY 11/2018 12/2024
U. S. Capital Wealth Advisors Austin TX 01/2025 06/2026
Usca Securities Llc Houston TX 01/2025 Present
Arax Advisory Partners New York NY 06/2026 Present
  • 09/2011 → 11/2018
    Upper Montclair, NJ
  • 03/2012 → 11/2018
    Bank Of America, N.A.
    Upper Montclair, NJ
  • 11/2018 → 12/2024
    Laidlaw & Company
    New York, NY
  • 11/2018 → 12/2024
    Laidlaw Wealth Management
    New York, NY
  • 01/2025 → 06/2026
    U. S. Capital Wealth Advisors
    Austin, TX
  • 01/2025 → Present
    Usca Securities Llc
    Houston, TX
  • 06/2026 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-16
  • S66 Uniform Combined State Law Examination
    2011-12-16

View on SEC IAPD

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