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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-12-14
  • NJ RA
    APPROVED
    Since 2016-12-14

Branch Locations

96 East Main Street, Little Falls, NJ 07424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Worster And Associates Little Falls NJ 01/1997 12/2016
Cetera Financial Specialists Llc Schaumbmurg IL 10/2005 12/2016
Cetera Investment Advisers Llc Schaumburg IL 07/2007 Present
  • 01/1997 → 12/2016
    Worster And Associates
    Little Falls, NJ
  • 10/2005 → 12/2016
    Cetera Financial Specialists Llc
    Schaumbmurg, IL
  • 07/2007 → Present
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-04
S66 Uniform Combined State Law Examination 1999-12-01
  • S65 Uniform Investment Adviser Law Examination
    2007-09-04
  • S66 Uniform Combined State Law Examination
    1999-12-01

View on SEC IAPD

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