Stephen Sanford Pierce

Employer firm

Credit Union Investment Services CRD 144871

$111.0K regulatory AUM 36,300 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  State Employees' Credit Union
  Raleigh, NC
• 03/2012 → Present
  Secu Brokerage Services
  Raleigh, NC
• 04/2012 → Present
  Credit Union Investment Services
  Raleigh, NC
• 09/2014 → Present
  Secu Life Insurance Company
  Raleigh, NC
• 07/2017 → 06/2019
  Lyft, Inc
  San Francisco, CA
• 07/2017 → 06/2019
  Uber Technologies, Inc.
  San Francisco, CA
• 10/2019 → 11/2022
  Members Trust Company
  Tampa, FL

Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 9/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Power of Attorney for Mother, 194 Furney Pearce Rd., Zebulon NC 27597. Not investment related. Title: Attorney in Fact. Start date: 12/2020. Duties: Take care of banking. Hrs devoted per month: 2. None during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2012-05-15

Other Names

• Stephen Pierce