Best Investors Account Sign in
Inactive

Neil Krishnaswamy

Krishna Wealth Planning

Mckinney, TX

Claim This Profile
Current Employers
Krishna Wealth Planning

5900 S Lake Forest Dr Ste 300, Mckinney, TX 75070 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-15
  • TX RA
    APPROVED
    Since 2019-08-15

Branch Locations

5900 S Lake Forest Dr Ste 300, Mckinney, TX 75070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exencial Wealth Advisors Frisco TX 03/2013 07/2019
Krishna Wealth Planning Mckinney TX 07/2019 Present
Previous Registrations
  • 2013-03-27 → 2019-07-19
    Exencial Wealth Advisors
    Oklahoma City, OK
    Frisco, TX
  • 2012-04-16 → 2013-04-03
    Investors Asset Management, Inc.
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-23
  • S65 Uniform Investment Adviser Law Examination
    2012-03-23
Designations

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
HORNOR, TOWNSEND & KENT, LLC
J.P. MORGAN SECURITIES LLC

Other Investors

HERBERT JOSEPH POLEDNA
SAM LUKE THORNAL
Shanna Stanford Miller
Andrew Gordon Douthit
Luke Thomas Suminski
NATASHA CHER VERBSKY
MICHAEL WILLIAM JARVIS
BRADLY IAN CLARK

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · McKinney, TX
CETERA INVESTMENT ADVISERS LLC · MCKINNEY, TX
EDWARD JONES · MCKINNEY, TX
CETERA INVESTMENT ADVISERS LLC · MCKINNEY, TX
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MCKINNEY, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MCKINNEY, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · McKinney, TX
LPL FINANCIAL LLC · MCKINNEY, TX

More in Mckinney, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor