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Heather Elaine Hickman

Raymond James & Associates, Inc.

Nashville, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-02
TN RA APPROVED 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2024-10-02
  • TN RA
    APPROVED
    Since 2021-06-16

Branch Locations

1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Nashville TN 02/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-11
S63 Uniform Securities Agent State Law Examination 2014-01-21
  • S65 Uniform Investment Adviser Law Examination
    2021-06-11
  • S63 Uniform Securities Agent State Law Examination
    2014-01-21
Other Names
  • Heather Elaine Mosqueda
  • Heather Elaine White
  • Heather Elaine White
  • Heather Elaine Watts

View on SEC IAPD

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Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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