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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-09-26
  • NJ RA
    APPROVED
    Since 2014-09-26

Branch Locations

300 Madison Ave Fl 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2012 Present
Northwestern Mutual Investment Services, Llc New York NY 08/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2012 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2012 → Present
    New York, NY
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, INFRARED, N/A, NOT APPLICABLE, , NEW YORK, 10305, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/11/2021, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, MUSIC PRODUCER & DJ 3. TREASURER, STATEN ISLAND TECHNICAL HIGH SCHOOL ALUMNI BOARD, 485 CLAWSON ST, STATEN ISLAND, , NEW YORK, 10306, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 05/24/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER - ACCOUNTING & BUDGETING FOR THE ALUMNI BOARD'S ACTIVITIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-19
S63 Uniform Securities Agent State Law Examination 2012-11-28
  • S66 Uniform Combined State Law Examination
    2014-09-19
  • S63 Uniform Securities Agent State Law Examination
    2012-11-28

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